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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

REBECCA TERESA CHAZEN

Advisor at USAA INVESTMENT SERVICES COMPANY

CHARLOTTE, NC | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:90164fcf-0185-3442-9bad-3f6f72305950

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 27, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USAA INVESTMENT SERVICES COMPANY
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 25, 2019
First registration: Oct 27, 2020
Dual registered: yes, broker-dealer
Other names: REBECCA CHAZEN
IAPD individual key: 7152588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Aug 4, 2026	n/a	yes	SAN ANTONIO, TX\|CHARLOTTE, NC\|CHARLOTTE, NC	Current employment
ALLY INVEST ADVISORS	Independent wealth	Mar 22, 2022	Aug 26, 2024	no	CHARLOTTE, NC	Previous registration
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 16, 2021	Feb 14, 2022	no	Charlotte, NC	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 27, 2020	Jul 16, 2021	no	Charlotte, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALLY INVEST ADVISORS	USAA INVESTMENT SERVICES COMPANY	Aug 26, 2024	Aug 4, 2026	708	Firm change after gap	Other
TRUIST ADVISORY SERVICES, INC.	ALLY INVEST ADVISORS	Feb 14, 2022	Mar 22, 2022	36	Firm change	Ibd to RIA
VANGUARD ADVISERS, INC.	TRUIST ADVISORY SERVICES, INC.	Jul 16, 2021	Jul 16, 2021	0	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ ALLY INVEST ADVISORSRegistered adviserregistration: previous registration
Mar 22, 2022 to Aug 26, 2024factForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 16, 2021 to Feb 14, 2022factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Oct 27, 2020 to Jul 16, 2021factForm ADV

Dated events

Occurred
Aug 26, 2024
Advisor changed firm
Rebecca Teresa Chazen left Ally Invest Advisors for Usaa Investment Services Company (registered 2026-08-04)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2022
Advisor changed firm
Rebecca Teresa Chazen left Truist Advisory Services, Inc. for Ally Invest Advisors (registered 2022-03-22)
Form ADVobserved 6 days ago