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CRD 282973
BOISE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L••• M•••••• C••••• | Certified Financial Planner|Chartered Financial Analyst | BOISE, ID | 10 | 31 | 1 | no |
| T••••• J••• S•••••• | Chartered Financial Analyst | BOISE, ID | 5 | 13 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• L•••• M•••••• | CEO AND CHIEF COMPLIANCE OFFICER | E | yes | 04/2016 | Feb 9, 2021 | Sep 10, 2024 |
| A••••••••• A•••• | Analyst | A | no | 01/2021 | Mar 25, 2022 | Sep 10, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Portland | Or | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $233M | $200M | 16.8% | $133M | 20.7% | 7 | 8 | 1 | 1 |
| no |
| M•••••• G•••• H••••••• | Chartered Financial Analyst | BOISE, ID | Portland, OR | 2 | 14 | 1 | no |
| M••••• K••• S•••• | n/a | BOISE, ID | 0 | 11 | n/a | no |
| Advisor |
| A |
| no |
| 01/2022 |
| Mar 16, 2023 |
| Sep 10, 2024 |
| $233M |
| $233M |
| 7 |
| 7 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 17, 2025 | $200M | $200M | 8 | 6 | 1 | n/a | n/a |
| 2023 | Mar 13, 2024 | $166M | $166M | 4 | 4 | 0 | n/a | n/a |
| 2022 | Mar 16, 2023 | $133M | $133M | 5 | 5 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $143M | $143M | 6 | 3 | 0 | n/a | n/a |