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R••• A••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

R••• A••••• B•••••••••

Advisor at M••••• S•••••• L••

NEW Y•••, NY | Princeton, NJ

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Search this name across graphsid dfx:ria:90219cf1-a1b6-84d0-31ee-71531429bcd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Aug 9, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••• A••••• B•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S•••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S•••••• L••	Other adviser	Feb 7, 2006	n/a	yes	NEW Y•••, NY\|Princeton, NJ	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Aug 9, 2004	Sep 28, 2005	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	M••••• S•••••• L••	Sep 28, 2005	Feb 7, 2006	132	Firm change	Other

Relationships

Registered with (2)

→ M••••• S•••••• L••Registered adviserregistration: current employment
Feb 7, 2006 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 9, 2004 to Sep 28, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90219cf1-a1b6-84d0-31ee-71531429bcd6
First observed: Aug 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.