DFX Intelligence

N••• D•••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

N••• D•••••• V••••••••

Advisor at D••••••••• P••••••••• I•••

BLOOMFIELD HILLS, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• P••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• P••••••••• I•••	Independent wealth	Jul 18, 2023	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jan 9, 2019	Oct 20, 2022	no	Troy, MI\|AKRON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•••••••• G••••• L•••••	D••••••••• P••••••••• I•••	Oct 20, 2022	Jul 18, 2023	271	Firm change	RIA to RIA
L••• F•••••••• A•••••••	S•••••• F•••••••• G••••• L•••••	Dec 31, 2018	Jan 9, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
105895:117756:MI:2018-12-31	Dec 31, 2018	Jan 9, 2019	TROY, MI	Firm change

Relationships

Registered with (5)

→ D••••••••• P••••••••• I•••Registered adviserregistration: current employment
Jul 18, 2023 to presentfactForm ADV
→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: previous registration
Jan 9, 2019 to Oct 20, 2022factForm ADV
→ L••• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 31, 2017 to Dec 31, 2018factForm ADV
→ S•••••••• A••••••• L••

Dated events

Order

Occurred
20 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 20, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.