DFX Intelligence

M•••••••• S••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

M•••••••• S••••• C•••••••

Advisor at W•••• F•••• A•••••••

Arlington, TX | FORT WORTH, TX

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Search this name across graphsid dfx:ria:9025b5a0-7daa-6be2-1228-acc23c9d8887

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 9, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 23, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Nov 24, 2006	n/a	yes	FORT WORTH, TX\|Arlington, TX	Current employment
J••• M••••• S••••••••• I•••	n/a	Sep 27, 2006	Nov 29, 2006	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• I•••	W•••• F•••• A•••••••	Nov 29, 2006	Nov 24, 2006	-5	Firm change	Other
B••• O•• S••••••••• C•••••••••	J••• M••••• S••••••••• I•••	Sep 27, 2006	Sep 27, 2006

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Nov 24, 2006 to presentfactForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2006 to Nov 29, 2006factForm ADV
→ B••• O•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 9, 1991 to Sep 27, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9025b5a0-7daa-6be2-1228-acc23c9d8887
First observed: Jan 9, 1991
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.