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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

MICHAEL ALAN KRAMER

Advisor at CETERA INVESTMENT ADVISERS LLC

LAWRENCEBURG, IN

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Search this name across graphsid dfx:ria:9026ce91-fdc4-0f59-6ead-a288c8db27e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 8, 1992
First registration: Oct 29, 2001
Dual registered: yes, broker-dealer
Other names: MIKE KRAMER
IAPD individual key: 1593229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	LAWRENCEBURG, IN	Current employment
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Jun 1, 2004	Sep 3, 2013	no	LAWRENCEBURG, IN\|LAWRENCEBURG, IN	Previous registration
MAIN STREET MANAGEMENT COMPANY	n/a	Mar 7, 2003	Jun 11, 2004	no	LAWRENCEBURG, IN	Previous registration
WS GRIFFITH SECURITIES, INC.	n/a	Oct 29, 2001	Mar 31, 2004	no	LAWRENCEBURG, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TOWER SQUARE SECURITIES, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 3, 2013	Jun 29, 2023	3,586	Bulk transfer	Other
MAIN STREET MANAGEMENT COMPANY	TOWER SQUARE SECURITIES, INC.	Jun 11, 2004	Jun 1, 2004	-10	Firm change	Other
WS GRIFFITH SECURITIES, INC.	MAIN STREET MANAGEMENT COMPANY	Mar 31, 2004	Mar 7, 2003	-390	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Jun 1, 2004 to Sep 3, 2013factForm ADV
→ MAIN STREET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Mar 7, 2003 to Jun 11, 2004factForm ADV
→ WS GRIFFITH SECURITIES, INC.Registered adviserregistration: previous registration
Oct 29, 2001 to Mar 31, 2004factForm ADV

Dated events

No dated event names this entity yet.