DFX Intelligence

J•••• T••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••• T••• C••••••••

Advisor at R•• C•••••• M••••••• L••

Walnut Creek, CA | Danville, CA

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Search this name across graphsid dfx:ria:90285e35-49d0-b19d-eda9-12fe6e314a27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Aug 31, 2017	n/a	yes	Walnut Creek, CA\|Danville, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Aug 30, 2017	no	MORAGA, CA\|ORINDA, CA\|WALNUT CREEK, CA\|LAFAYETTE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•• C•••••• M••••••• L••	Aug 30, 2017	Aug 31, 2017	1	Firm change	Wirehouse to ibd
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:31194:CA:2017-08-30	Aug 30, 2017	Aug 31, 2017	LAFAYETTE, CA	Firm change

Relationships

Registered with (5)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Aug 31, 2017 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Aug 30, 2017factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
May 14, 2004 to Jan 3, 2011factForm ADV
→ P•• W••••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90285e35-49d0-b19d-eda9-12fe6e314a27
First observed: Jun 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.