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Advisor at FISHER INVESTMENTS
Durham, NC | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Mar 24, 2022 | n/a | yes | PLANO, TX|Durham, NC | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Apr 17, 2020 | Mar 1, 2022 | no | DURHAM, NC | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Dec 21, 2015 | Mar 13, 2020 | no | DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | FISHER INVESTMENTS | Mar 1, 2022 | Mar 24, 2022 | 23 | Firm change | Ibd to RIA |
| VALIC FINANCIAL ADVISORS, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Mar 13, 2020 | Apr 17, 2020 | 35 | Firm change | Ibd to ibd |