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Advisor at ADVISORS CAPITAL MANAGEMENT, LLC
WEXFORD, PA | RIDGEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISORS CAPITAL MANAGEMENT, LLC | Independent wealth | Dec 7, 2017 | n/a | yes | WEXFORD, PA|RIDGEWOOD, NJ | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Aug 12, 2010 | Dec 6, 2017 | no | WEXFORD, PA|WEXFORD, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 6, 2009 | Jan 11, 2012 | no | WEXFORD, PA|SAN DIEGO, CA|WEXFORD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | ADVISORS CAPITAL MANAGEMENT, LLC | Dec 6, 2017 | Dec 7, 2017 | 1 | Firm change | Other |
| LPL FINANCIAL LLC | STRATOS WEALTH PARTNERS, LTD | Jan 11, 2012 | Aug 12, 2010 | -517 | Firm change after gap | Other |