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Advisor at LPL FINANCIAL LLC
LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 12, 2026 | n/a | yes | LOUISVILLE, KY | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Apr 25, 2013 | Feb 14, 2018 | no | CINCINNATI, OH|LOUISVILLE, KY | Previous registration |
| TOUCHSTONE ADVISORS INC | Asset manager | Jul 9, 2010 | Oct 19, 2012 | no | CINCINNATI, OH | Previous registration |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Nov 14, 2007 | Jun 29, 2010 | no | LEXINGTON, KY|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Feb 14, 2018 | Jan 12, 2026 | 2,889 | Bulk transfer | Other |
| TOUCHSTONE ADVISORS INC | INVEST FINANCIAL CORPORATION | Oct 19, 2012 | Apr 25, 2013 | 188 | Firm change | Other |
| J.J.B. HILLIARD, W.L. LYONS, LLC | TOUCHSTONE ADVISORS INC | Jun 29, 2010 | Jul 9, 2010 | 10 | Firm change | Other |