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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

STEPHANIE BAINES BOWENS

Advisor at KESTRA ADVISORY SERVICES, LLC

Cary, NC | APEX, NC | AUSTIN, TX

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Search this name across graphsid dfx:ria:9040c37a-050d-523c-e3bc-dd05825e24a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KESTRA ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 26, 1997
First registration: Jul 11, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2926294

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 3, 2025	n/a	yes	APEX, NC\|Cary, NC\|AUSTIN, TX	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 23, 2024	Jun 5, 2025	no	Cary, NC	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Apr 5, 2011	Aug 23, 2024	no	Cary, NC\|ATLANTA, GA\|RALEIGH, NC	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 9, 2008	Apr 5, 2011	no	RALEIGH, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 3, 2005	Jan 8, 2008	no	APEX, NC\|APEX, NC\|RALEIGH, NC\|RALEIGH, NC\|DUNN, NC\|ERWIN, NC\|WAKE FOREST, NC\|CARY, NC\|CARY, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|CARY, NC	Previous registration
NCF FINANCIAL SERVICES, INC.	n/a	Sep 30, 2002	Jan 3, 2005	no	RALEIGH, NC	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 11, 2002	Sep 30, 2002	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	KESTRA ADVISORY SERVICES, LLC	Jun 5, 2025	Jun 3, 2025	-2	Firm change	Ibd to ibd
TRIAD ADVISORS, LLC	OSAIC WEALTH, INC.	Aug 23, 2024	Aug 23, 2024	0	Bulk transfer	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	TRIAD ADVISORS, LLC	Apr 5, 2011	Apr 5, 2011	0	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	CETERA ADVISOR NETWORKS LLC	Jan 8, 2008	Jan 9, 2008	1	Firm change	Other
NCF FINANCIAL SERVICES, INC.	SUNTRUST INVESTMENT SERVICES, INC.	Jan 3, 2005	Jan 3, 2005	0	Bulk transfer	Other
INVEST FINANCIAL CORPORATION	NCF FINANCIAL SERVICES, INC.	Sep 30, 2002	Sep 30, 2002	0	Firm change	Other

Relationships

Registered with (7)

→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Aug 23, 2024 to Jun 5, 2025factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 5, 2011 to Aug 23, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 9, 2008 to Apr 5, 2011factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 3, 2005 to Jan 8, 2008factForm ADV
→ NCF FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2002 to Jan 3, 2005factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 11, 2002 to Sep 30, 2002factForm ADV

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
Stephanie Baines Bowens left Osaic Wealth, Inc. for Kestra Advisory Services, Llc (registered 2025-06-03)
Form ADVobserved 6 days ago