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Advisor at CETERA INVESTMENT ADVISERS LLC
FAIRFIELD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | FAIRFIELD, CA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jun 24, 2008 | Sep 5, 2025 | no | FAIRFIELD, CA | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Jan 26, 2005 | Apr 10, 2007 | no | FAIRFIELD, CA|OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Apr 10, 2007 | Jun 24, 2008 | 441 | Firm change after gap | Other |