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Advisor at RBC ROCHDALE, LLC
ORLANDO, FL | NEW YORK, NY | Lake Mary, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC ROCHDALE, LLC | Bd affiliated wealth | Nov 18, 2022 | n/a | yes | NEW YORK, NY|Lake Mary, FL|ORLANDO, FL | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 18, 2022 | Sep 7, 2022 | no | THE VILLAGES, FL | Previous registration |
| RBC ROCHDALE, LLC | Bd affiliated wealth | Feb 27, 2020 | May 3, 2022 | no | Lake Mary, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | RBC ROCHDALE, LLC | Sep 7, 2022 | Nov 18, 2022 | 72 | Firm change | Ibd to ibd |
| RBC ROCHDALE, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | May 3, 2022 | Jul 18, 2022 | 76 | Firm change | Ibd to ibd |