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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 5, 2025 | n/a | yes | MINNEAPOLIS, MN | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Jun 24, 2025 | Oct 20, 2025 | no | NEWARK, NJ|FEASTERVILLE TREVOSE, PA | Previous registration |
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | Jun 5, 2025 | no | NEWARK, NJ|NEWARK, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Jan 6, 2020 | Nov 14, 2024 | no | Langhorne, PA|Newark, NJ|NEWARK, NJ|Philadelphia, PA|Feasterville Trevose, PA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Sep 22, 2015 | Nov 20, 2019 | no | Conshohocken, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Oct 20, 2025 | Nov 5, 2025 | 16 | Firm change | Other |
| LPL ENTERPRISE, LLC | PRUCO SECURITIES, LLC | Jun 5, 2025 | Jun 24, 2025 | 19 | Firm change | Other |
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| HORNOR, TOWNSEND & KENT, LLC | PRUCO SECURITIES, LLC | Nov 20, 2019 | Jan 6, 2020 | 47 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8733:5685:NJ:2025-06-05 | Jun 5, 2025 | Jun 24, 2025 | NEWARK, NJ | Firm change |