DFX Intelligence

Data Factory

M••••••••• C••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

M••••••••• C••• M•••

Advisor at P••••••••• F•••••••• A••••••• I••

San Juan Capistrano, CA | SAN JUAN CAPISTRANO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:905c0c77-a527-bf07-6720-bf14b7782514

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F•••••••• A••••••• I••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 15, 2022	n/a	yes	San Juan Capistrano, CA	Current employment
P••••••••• F•••••••• A••••••• I••	Former SEC adviser	Jan 31, 2020	n/a	yes	SAN JUAN CAPISTRANO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• F•••••••• G••••• L••	P••••••••• F•••••••• A••••••• I••	Jul 15, 2022	Jan 31, 2020	-896	Firm change after gap	Other

Relationships

Registered with (3)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 15, 2022 to presentfactForm ADV
→ P••••••••• F•••••••• A••••••• I••Registered adviserregistration: current employment
Jan 31, 2020 to presentfactForm ADV
→ N•• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 9, 2018 to Jul 15, 2022factForm ADV

Dated events

Occurred
Jul 15, 2022
Advisor changed firm
M••••••••• C••• M••• left N•• F•••••••• G••••• L•• for P••••••••• F•••••••• A••••••• I•• (registered 2020-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:905c0c77-a527-bf07-6720-bf14b7782514
First observed: Feb 9, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.