DFX Intelligence

K•••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

K•••• M•••••• S••••

Advisor at F••••••• H••••• A•••••••• L••

BOSTON, MA | NORTH ANDOVER, MA

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Search this name across graphsid dfx:ria:90646b08-00f1-55b5-7d9f-34969615ab84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• H••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• H••••• A•••••••• L••	Independent wealth	Jun 25, 2015	n/a	yes	BOSTON, MA\|NORTH ANDOVER, MA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 18, 2013	Jul 1, 2015	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	F••••••• H••••• A•••••••• L••	Jul 1, 2015	Jun 25, 2015	-6	Firm change	Other
M••••• S••••••	U•• F•••••••• S••••••• I•••	Oct 24, 2013	Oct 18, 2013

Relationships

Registered with (3)

→ F••••••• H••••• A•••••••• L••Registered adviserregistration: current employment
Jun 25, 2015 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 18, 2013 to Jul 1, 2015factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Aug 30, 2010 to Oct 24, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90646b08-00f1-55b5-7d9f-34969615ab84
First observed: Aug 30, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.