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Advisor at EDWARD JONES
Longmont, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Aug 27, 2010 | n/a | yes | Longmont, CO | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 9, 2008 | Sep 1, 2010 | no | BOULDER, CO|BOULDER, CO | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 23, 2008 | Jun 4, 2008 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | EDWARD JONES | Sep 1, 2010 | Aug 27, 2010 | -5 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | CHASE INVESTMENT SERVICES CORP. | Jun 4, 2008 | Jun 9, 2008 | 5 | Firm change | Other |