DFX Intelligence

N••••• M••••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

N••••• M••••••• V•••••

Advisor at A••••••••• W•••••

LAKEWOOD, CO

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Search this name across graphsid dfx:ria:906be2f7-87a5-8267-7220-d15b54d29b55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W•••••	State registered	Aug 9, 2018	n/a	yes	LAKEWOOD, CO	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jan 18, 2022	Jul 29, 2022	no	SARASOTA, FL\|LAKEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••• I••••••••• A••••••• L••	n/a	Jul 29, 2022	n/a	n/a	Departure no registered destination	Departure
S•••••••• A••••••• L••	A••••••••• W•••••	Jun 28, 2018	Aug 9, 2018	42

Relationships

Registered with (3)

→ A••••••••• W•••••Registered adviserregistration: current employment
Aug 9, 2018 to presentfactForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 18, 2022 to Jul 29, 2022factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 16, 2011 to Jun 28, 2018factForm ADV

Dated events

Occurred
Jul 29, 2022
Advisor departed, no destination yet
N••••• M••••••• V••••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:906be2f7-87a5-8267-7220-d15b54d29b55
First observed: Sep 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.