DFX Intelligence

J•••••• S•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

J•••••• S•••• C••••

Advisor at S•••••• C•••••• L••

INDIANAPOLIS, IN | PARADISE VALLEY, AZ

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Data as of Sep 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Jan 20, 1999 to Sep 23, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

J•••••• S•••• C••••

Family principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• L••	Independent wealth	Feb 21, 2023	n/a	yes	INDIANAPOLIS, IN\|PARADISE VALLEY, AZ	Current employment
K••••••••• I••••••••• L••	n/a	Jan 10, 2007	Dec 23, 2008	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	S•••••• C•••••• L••	Mar 17, 2023	Feb 21, 2023	-24	Firm change	Ibd to new firm
K••••••••• I••••••••• L••	S•••••• C•••••• L••	Dec 23, 2008	Feb 21, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:324899:IN:2023-03-17	Mar 17, 2023	Feb 21, 2023	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ S•••••• C•••••• L••Registered adviserregistration: current employment
Feb 21, 2023 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
May 13, 2005 to Mar 17, 2023factForm ADV
→ K••••••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2007 to Dec 23, 2008factForm ADV
→ K•••••• C•••••• M•••••• I•••Registered adviserregistration: previous registration

Dated events

Order

Occurred
17 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 20, 1999
Last observed: Sep 23, 2026 38 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.