RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• C••••
- S•••••• C•••••• L•• independent RIA currentsince Feb 21, 2023 · Indianapolis, In
- K••••••••• I••••••••• L•• unclassifiedJan 10, 2007 to Dec 23, 2008 · Indianapolis, In
- S•••••• N••••••• • C••••••• I••••••••• national BDMay 13, 2005 to Mar 17, 2023 · Indianapolis, In
- K••••••••• I••••••••• L•• unclassifiedOct 22, 2003 to Dec 31, 2006 · Indianapolis, In
- K•• C•••••• A•••••••• L•• unclassifiedFeb 18, 2003 to Apr 12, 2005 · Indianapolis, In
- K•••••• C•••••• M•••••• I••• unclassifiedJan 20, 1999 to May 17, 2005 · Indianapolis, In
- S•••••• N••••••• • C••••••• I••••••••• to K••••••••• I••••••••• L••left Mar 17, 2023, registered Jan 10, 2007 (-5910 days) · Other
- K••••••••• I••••••••• L•• to S•••••• C•••••• L••left Dec 23, 2008, registered Feb 21, 2023 (5173 days) · Other
- K••••••••• I••••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Dec 31, 2006, registered May 13, 2005 (-597 days) · Other
- K•••••• C•••••• M•••••• I••• to K•• C•••••• A•••••••• L••left May 17, 2005, registered Feb 18, 2003 (-819 days) · Other
- K•• C•••••• A•••••••• L•• to K••••••••• I••••••••• L••left Apr 12, 2005, registered Oct 22, 2003 (-538 days) · Other
- J•••••• S•••• C•••• left S•••••• N••••••• • C••••••• I••••••••• for K••••••••• I••••••••• L•• (registered 2007-01-10)Mar 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address