DFX Intelligence

P•••••• W•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

P•••••• W•••• F••••••

Advisor at S••••••• • H••••••• C•••••• M••••••••• L•••

SOUTHPORT, CT

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Search this name across graphsid dfx:ria:909d055e-f254-cb39-38f1-0a63dd91fe4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 24, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• • H••••••• C•••••• M••••••••• L•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• • H••••••• C•••••• M••••••••• L•••	Former SEC adviser	Apr 16, 2009	n/a	yes	SOUTHPORT, CT	Current employment
S••••••• • H••••••• C•••••• M••••••••• L•••	Former SEC adviser	Feb 24, 1995	Dec 31, 2007	no	NORWALK, CT

Relationships

Registered with (1)

→ S••••••• • H••••••• C•••••• M••••••••• L•••Registered adviserregistration: previous registration
Feb 24, 1995 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:909d055e-f254-cb39-38f1-0a63dd91fe4b
First observed: Feb 24, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.