DFX Intelligence

A•••••• M•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

A•••••• M•••••• P•••

Advisor at S•••••••• I••••••••• G••••• L••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:90a47493-cbc3-8e96-5195-80d3c2480bba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 30, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• G••••• L••	Independent wealth	Dec 15, 2016	n/a	yes	NEWPORT BEACH, CA	Current employment
S•••••••• R•••••••• C•••••• M••••••••• L••	Independent wealth	Dec 10, 2010	Mar 13, 2017	no	NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• R•••••••• C•••••• M••••••••• L••	S•••••••• I••••••••• G••••• L••	Mar 13, 2017	Dec 15, 2016	-88	Firm change after gap	Other
S••••••• I••••••••• I•••	S•••••••• R•••••••• C•••••• M••••••••• L••	Sep 29, 2010	Dec 10, 2010

Relationships

Registered with (3)

→ S•••••••• I••••••••• G••••• L••Registered adviserregistration: current employment
Dec 15, 2016 to presentfactForm ADV
→ S•••••••• R•••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2010 to Mar 13, 2017factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 30, 2008 to Sep 29, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90a47493-cbc3-8e96-5195-80d3c2480bba
First observed: May 30, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.