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Advisor at LPL FINANCIAL LLC
MOUNT PLEASANT, SC | FLEMINGTON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 22, 2025 | n/a | yes | MOUNT PLEASANT, SC|FLEMINGTON, NJ | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | Apr 25, 2025 | no | SHREWSBURY, NJ|Mount Pleasant, SC|SCOTTSDALE, AZ | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Mar 3, 2005 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jun 20, 2002 | Jul 22, 2003 | no | SHREWSBURY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Apr 25, 2025 | Apr 22, 2025 | -3 | Firm change | Ibd to ibd |
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| WS GRIFFITH SECURITIES, INC. | AMERICAN PORTFOLIOS ADVISORS, INC | Jul 22, 2003 | Mar 3, 2005 | 590 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:NJ:2025-04-16 | Apr 25, 2025 | Apr 22, 2025 | SHREWSBURY, NJ | Firm change |