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Reading the graph
Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP
Charlotte, NC | Winston-Sale, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | May 13, 2026 | n/a | yes | Winston-Sale, NC|Charlotte, NC | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 15, 2023 | May 21, 2026 | no | Philadelphia, PA|BESSEMER CITY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | ERNST & YOUNG INVESTMENT ADVISERS LLP | May 21, 2026 | May 13, 2026 | -8 | Firm change | Other |