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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

LEE WEALTH VENTURES, LLC

CRD 328418

ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90ab2c62-19e2-cde7-3ed8-81523cbf0ec2

Data as of Sep 15, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 15, 2023 to Sep 15, 2023
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
SEC number: 801-128899
CRD: 328418
Filings on the tape: 1
First filed: Sep 15, 2023
Latest filed: Sep 15, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTTE, ANDREW, THOMAS	CHIEF COMPLIANCE OFFICER	Na	yes	09/2023	Sep 15, 2023	Sep 15, 2023
DYNASTY FINANCIAL PARTNERS, LLC	LLC MEMBER-OWNER	E	yes	09/2023	Sep 15, 2023	Sep 15, 2023
GF-DYNASTY HOLDINGS,LLC	LLC MEMBER-OWNER	E	yes	01/2016	Sep 15, 2023	Sep 15, 2023
MORRIS, JONATHAN, RICHARD	CHIEF LEGAL ANDGOVERNANCEOFFICER	Na	yes	09/2023	Sep 15, 2023	Sep 15, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DYNASTY WEALTH MANAGEMENT, LLC	n/a	Asset manager	$14B	N	yes	n/a
DYNASTY INSURANCE SERVICES LLC	n/a	n/a	n/a	N	yes	n/a
DYNASTY SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Relationships

Affiliated with (1)

→ DYNASTY WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← BUTTE, ANDREW, THOMASOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 15, 2023 to presentfactForm ADV
← MORRIS, JONATHAN, RICHARDOwnerCHIEF LEGAL ANDGOVERNANCEOFFICER, ownership code NA, individual
Sep 15, 2023 to presentfactForm ADV
← DYNASTY FINANCIAL PARTNERS, LLCOwnerLLC MEMBER-OWNER, ownership code E, domestic entity
Sep 15, 2023 to presentfactForm ADV
← GF-DYNASTY HOLDINGS,LLCOwnerLLC MEMBER-OWNER, ownership code E, domestic entity
Sep 15, 2023 to presentfactForm ADV

Dated events

Occurred
Sep 15, 2023
First Form ADV filing
Lee Wealth Ventures, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90ab2c62-19e2-cde7-3ed8-81523cbf0ec2
First observed: Sep 15, 2023
Last observed: Sep 15, 2023 36 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEE WEALTH VENTURES, LLC

CRD 328418

ST. PETERSBURG, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90ab2c62-19e2-cde7-3ed8-81523cbf0ec2

Data as of Sep 15, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTTE, ANDREW, THOMAS

CHIEF COMPLIANCE OFFICER

yes

09/2023

Sep 15, 2023

DYNASTY FINANCIAL PARTNERS, LLC

LLC MEMBER-OWNER

yes

09/2023

Sep 15, 2023

GF-DYNASTY HOLDINGS,LLC

LLC MEMBER-OWNER

yes

01/2016

Sep 15, 2023

MORRIS, JONATHAN, RICHARD

CHIEF LEGAL ANDGOVERNANCEOFFICER

yes

09/2023

Sep 15, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DYNASTY WEALTH MANAGEMENT, LLC

n/a

Asset manager

$14B

yes

n/a

DYNASTY INSURANCE SERVICES LLC

n/a

yes

n/a

DYNASTY SECURITIES, LLC

n/a

yes

n/a