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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

James M Lawless

Advisor at J.P. MORGAN SECURITIES LLC

BOSTON, MA | NEW YORK, NY

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Search this name across graphsid dfx:ria:90ab4310-d7fa-be46-4ff5-a059c445d3f6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 2, 2011
First registration: Aug 3, 2011
Dual registered: yes, broker-dealer
Other names: JIM LAWLESS|JIMMY LAWLESS|JAMES MARTIN LAWLESS
IAPD individual key: 5313920

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 20, 2023	n/a	yes	NEW YORK, NY\|BOSTON, MA	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Apr 22, 2021	Mar 24, 2025	no	Boston, MA	Previous registration
TWIN FOCUS CAPITAL PARTNERS, LLC	Independent wealth	Jun 15, 2016	Mar 12, 2021	no	BOSTON, MA	Previous registration
SHEPHERD KAPLAN LLC	Asset manager	Aug 3, 2011	May 23, 2016	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 24, 2025	Nov 20, 2023	-490	Bulk transfer	Ibd to wirehouse
TWIN FOCUS CAPITAL PARTNERS, LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Mar 12, 2021	Apr 22, 2021	41	Firm change	RIA to ibd
SHEPHERD KAPLAN LLC	TWIN FOCUS CAPITAL PARTNERS, LLC	May 23, 2016	Jun 15, 2016	23	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Apr 22, 2021 to Mar 24, 2025factForm ADV
→ TWIN FOCUS CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jun 15, 2016 to Mar 12, 2021factForm ADV
→ SHEPHERD KAPLAN LLCRegistered adviserregistration: previous registration
Aug 3, 2011 to May 23, 2016factForm ADV

Dated events

No dated event names this entity yet.