DFX Intelligence

E••••• A•• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

E••••• A•• R•••••••

Advisor at L•• F•••••••• L••

MIRAMAR, FL | SWEETWATER, FL

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Search this name across graphsid dfx:ria:90af44c6-801a-c25a-6e2f-0e3026f21415

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 19, 2022	n/a	yes	MIRAMAR, FL\|SWEETWATER, FL	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Nov 20, 2015	May 24, 2022	no	HOLLYWOOD, FL\|PEMBROKE PINES, FL\|SUNRISE, FL\|Margate, FL\|Miramar, FL\|WAVERLY, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	May 24, 2022	May 19, 2022	-5	Bulk transfer	Ibd to RIA
L•• F•••••••• L••	C••• B•••••••• S•••••••• I•••	Mar 2, 2011	Nov 20, 2015

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 11, 2010 to Mar 2, 2011factForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 20, 2015 to May 24, 2022factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Jun 20, 2008 to Feb 9, 2009factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90af44c6-801a-c25a-6e2f-0e3026f21415
First observed: Feb 2, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.