DFX Intelligence

M•••••• P••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner32 years in industry

M•••••• P••• G•••••••

Advisor at A•••••••• A••••••• S•••••••• L••

GLASTONBURY, CT | EAST OTIS, MA

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Search this name across graphsid dfx:ria:90b8bf42-c4e5-2397-1d92-87f92351d092

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 26derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• A••••••• S•••••••• L••	Independent wealth	Apr 25, 2000	n/a	yes	GLASTONBURY, CT\|EAST OTIS, MA	Current employment
S•• A•••••••• I•••	Former SEC adviser	Feb 15, 2018	Jan 3, 2019	no	Glastonbury, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• A•••••••• I•••	n/a	Jan 3, 2019	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ A•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 25, 2000 to presentfactForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Feb 15, 2018 to Jan 3, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90b8bf42-c4e5-2397-1d92-87f92351d092
First observed: Feb 15, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.