L•••• B••• A••

Advisor at L•• F•••••••• L••

WARREN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90c38dc1-1f8c-371d-78f1-17b95dbccab2

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2014 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 4, 2017	n/a	yes	WARREN, PA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 15, 2017	Oct 4, 2017	no	WARREN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••••••• I•••	C••••• I••••••••• A••••••• L••	Dec 31, 2018	Mar 15, 2017	-656	Firm change after gap	Other
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Oct 4, 2017	Oct 4, 2017

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 4, 2017 to presentfactForm ADV
→ N•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 5, 2014 to Dec 31, 2018factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 15, 2017 to Oct 4, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90c38dc1-1f8c-371d-78f1-17b95dbccab2
First observed: Feb 5, 2014
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.