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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GOLD INVESTMENT MANAGEMENT LTD.

CRD 152056

EDMONTON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90d03e07-07b9-7ced-4c08-654e3f77fd05

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Nov 11, 2011 to Mar 13, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.0 institutional_share=0.34 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $526MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $526M
Private client RAUM: $325MderivedItem 5.D individuals plus high net worth individuals
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $526Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,890
Individual clients: 899
High net worth clients: 35
SEC number: 801-72738
CIK: 2006008
CRD: 152056
Filings on the tape: 44
First filed: Nov 11, 2011
Latest filed: Mar 13, 2026
Organised: Corporation

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHON ANDREW LEWIS GOLD	Chartered Financial Analyst	Edmonton	14	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLD (2020) FAMILY TRUST	Owner	E	yes	05/2020	Nov 11, 2021	Apr 2, 2024
GOLD, JONATHON, ANDREW LEWIS	Trustee	F	yes	04/2020	Nov 11, 2011	Apr 2, 2024
GOLD, JONATHON, ANDREW LEWIS	CHIEF COMPLIANCE OFFICER AND PRESIDENT	Na	yes	08/2007	Nov 11, 2011	Apr 2, 2024
2257795 ALBERTA LTD	Owner	B	no	05/2020	May 20, 2020	Apr 2, 2024
Wu, George, Tom Yuk Fai	Owner	E	no	04/2020	May 20, 2020	Apr 2, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$526M	$526M	7	3	0	n/a	n/a
2024	Mar 18, 2025	$410M	$410M	7	3	0	n/a	n/a
2023	Mar 18, 2024	$395M	$395M	6	3	0	n/a	n/a
2022	Mar 23, 2023	$410M	$410M	4	4	0	n/a	n/a
2021	Mar 23, 2022	$472M	$472M	5	5	0	n/a	n/a
2020	Feb 24, 2021	$337M	$337M	5	5	0	n/a	n/a
2019	Feb 18, 2020	$321M	$321M	5	5	0	n/a	n/a
2018	Mar 25, 2019	$238M	$238M	5	4	0	n/a	n/a
2017	Mar 31, 2018	$287M	$287M	6	4	0	n/a	n/a
2016	Feb 7, 2017	$246M	$246M	4	4	n/a	n/a	n/a
2015	Jan 19, 2016	$198M	$198M	4	4	n/a	n/a	n/a
2014	Jan 28, 2015	$225M	$225M	5	5	n/a	n/a	n/a
2013	Feb 25, 2014	$265,000	$265,000	1	1	n/a	n/a	n/a
2012	Mar 5, 2013	$258,600	$258,600	1	1	n/a	n/a	n/a
2011	Jan 4, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$526M	$410M	28.4%	$410M	8.6%	7	7	0	0

Relationships

Registered with (1)

← JONATHON ANDREW LEWIS GOLDAdvisorregistration: current employment
Mar 22, 2012 to presentfactForm ADV

Controls (2)

← GOLD, JONATHON, ANDREW LEWISOwnerTRUSTEE, ownership code F, individual
Nov 11, 2011 to Apr 2, 2024factForm ADV
← GOLD (2020) FAMILY TRUSTOwnerOWNER, ownership code E, foreign entity
Nov 11, 2021 to Apr 2, 2024factForm ADV

Owns (2)

← Wu, George, Tom Yuk FaiOwnerOWNER, ownership code E, individual
May 20, 2020 to Apr 2, 2024factForm ADV
← 2257795 ALBERTA LTDOwnerOWNER, ownership code B, foreign entity
May 20, 2020 to Apr 2, 2024factForm ADV

Dated events

Occurred
Mar 13, 2026
Regulatory AUM changed
Gold Investment Management Ltd. reported RAUM $525.8M, up 28% from $409.5M (2025-03-18 to 2026-03-13)
Form ADVobserved 4 days ago
$116M
Occurred
Mar 23, 2022
Regulatory AUM changed
Gold Investment Management Ltd. reported RAUM $471.5M, up 40% from $337.3M (2021-11-14 to 2022-03-23)
Form ADVobserved 4 days ago
$134M
Occurred
Nov 11, 2021
Control person left
Ruth Christine Gold (Secretary And Treasurer) no longer on Schedule A of Gold Investment Management Ltd. (listed 2021-02-24, absent 2021-11-11)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90d03e07-07b9-7ced-4c08-654e3f77fd05
First observed: Nov 11, 2011
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOLD INVESTMENT MANAGEMENT LTD.

CRD 152056

EDMONTON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90d03e07-07b9-7ced-4c08-654e3f77fd05

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHON ANDREW LEWIS GOLD

Chartered Financial Analyst

Edmonton

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLD (2020) FAMILY TRUST

Owner

yes

05/2020

Nov 11, 2021

Apr 2, 2024

GOLD, JONATHON, ANDREW LEWIS

Trustee

yes

04/2020

Nov 11, 2011

Apr 2, 2024

GOLD, JONATHON, ANDREW LEWIS

CHIEF COMPLIANCE OFFICER AND PRESIDENT

yes

08/2007

Nov 11, 2011

Apr 2, 2024

2257795 ALBERTA LTD

Owner

05/2020

May 20, 2020

Apr 2, 2024

Wu, George, Tom Yuk Fai

Owner

04/2020

May 20, 2020

Apr 2, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$526M

n/a

2024

Mar 18, 2025

$410M

n/a

2023

Mar 18, 2024

$395M

n/a

2022

Mar 23, 2023

$410M

n/a

2021

Mar 23, 2022

$472M

n/a

2020

Feb 24, 2021

$337M

n/a

2019

Feb 18, 2020

$321M

n/a

2018

Mar 25, 2019

$238M

n/a

2017

Mar 31, 2018

$287M

n/a

2016

Feb 7, 2017

$246M

n/a

2015

Jan 19, 2016

$198M

n/a

2014

Jan 28, 2015

$225M

n/a

2013

Feb 25, 2014

$265,000

n/a

2012

Mar 5, 2013

$258,600

n/a

2011

Jan 4, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$526M

$410M

28.4%

$410M

8.6%