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Advisor at NPA ASSET MANAGEMENT, LLC
San Juan, PR | FAIR LAWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NPA ASSET MANAGEMENT, LLC | Bd affiliated wealth | Mar 13, 2018 | n/a | yes | San Juan, PR|FAIR LAWN, NJ | Current employment |
| AEGIS CAPITAL CORP. | Bd affiliated wealth | May 20, 2016 | Mar 2, 2018 | no | SAN JUAN, PR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | NPA ASSET MANAGEMENT, LLC | Mar 2, 2018 | Mar 13, 2018 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15007:131534:PR:2018-03-02 | Mar 2, 2018 | Mar 13, 2018 | SAN JUAN, PR | Firm change |