J••••••• B•••••

Advisor at P••• A••••• S••••••••• L••

INDIANAPOLIS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	May 15, 2026	n/a	yes	INDIANAPOLIS, IN	Current employment
B••••••• W••••• M••••••••• G••••• L••	Independent wealth	Sep 5, 2019	Apr 21, 2026	no	GREENWOOD, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• M••••••••• G••••• L••	P••• A••••• S••••••••• L••	Apr 21, 2026	May 15, 2026	24	Firm change	RIA to ibd
M••••• S••••••	B••••••• W••••• M••••••••• G••••• L••	Dec 17, 2010	Sep 5, 2019

Relationships

Registered with (6)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ B••••••• W••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Sep 5, 2019 to Apr 21, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Dec 17, 2010factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Order

Occurred
21 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2001
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.