DFX Intelligence

H•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

H•••••••••

HMC, LLC, CRD 161486

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Search this name across graphsid dfx:ria:90e91649-a95a-f05b-3421-e9b5a1af858c

Data as of May 8, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 2
On other graphs: 1
Observed: Feb 16, 2012 to May 8, 2023
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

H•••••••••

Firm · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $43.7M••• Locked
Discretionary RAUM: $43.7M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••••••• P••••••• I•• L•	Private Equity Fund	$19.6M	May 8, 2023	127	Feb 16, 2012	reported	021-86074
H••••••••• P•••••••• L•	Private Equity Fund	$13.3M	May 8, 2023

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• I••• M•••••••	MANAGING DIRECTOR	Na	yes	10/2003	Feb 16, 2012	May 8, 2023
F••••••••• J•••••• A•••••	Member	C	yes	12/2021	Feb 16, 2012	May 8, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• P•••••••• L•	n/a	Asset manager	$301M	N	yes	n/a
H••••••••• M••••••••• L••	n/a	Asset manager	$271M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$43.7M	$50.0M	-12.7%	$122M	-28.9%	6	9	0	0

Relationships

Affiliated with (3)

← H••••••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
→ I••••••••• P•••••••Registered adviserother investment adviser, common control
factForm ADV
→ H••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (11)

→ H••••••••• P••••••• I•••• L•

Dated events

Occurred
Mar 30, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-141M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90e91649-a95a-f05b-3421-e9b5a1af858c
First observed: Feb 16, 2012
Last observed: May 8, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.