This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HIGHTOWER ADVISORS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 1990earliest registration or exam on IAPD

Years in industry

36derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Chartered Financial Consultant

Exams

S66|S63

First exam

Jun 1, 1990

First registration

Mar 31, 1998

Dual registered

yes, broker-dealer

Other names

TOM MINGONE

IAPD individual key

1987602

• Occurred

  Jan 5, 2024
  Advisor changed firm

  Thomas Michael Mingone left Equitable Advisors, Llc for Cmg Financial Planning, Ltd. (registered 2021-08-27)

  Form ADVobserved 5 days ago
• Occurred

  Dec 14, 2023
  Advisor changed firm

  Thomas Michael Mingone left Cmg Financial Planning, Ltd. for Hightower Advisors, Llc (registered 2024-01-02)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:90eaac5d-1674-96a4-e22c-d4dc8799ea3e

First observed

Mar 31, 1998

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.