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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD 311785

KATY, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90edfbde-541b-8665-8aca-c5f7580e8165

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2020 to Mar 6, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $130MItem 5.F on the latest filing (2026-03-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $130M
Private client RAUM: $129MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $43.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 205
Individual clients: 94
High net worth clients: 21
SEC number: 801-119976
CRD: 311785
Filings on the tape: 15
First filed: Nov 16, 2020
Latest filed: Mar 6, 2026
Organised: Limited Liability Company, TX
Website: equilibriawealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL MOORE	n/a	KATY, TX	5	42	3	no
MERCEDES GABRIELLE BARKER	n/a	KATY, TX	5	19	3	no
Michael Christopher Moore	n/a	KATY, TX \| Midland, TX	4	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARKER, MERCEDES, GABRIELLE	CCO AND MANAGING MEMBER	C	yes	02/2010	Nov 16, 2020	Mar 28, 2024
MOORE, JOHN, MICHAEL	MANAGING MEMBER	C	yes	02/2010	Nov 16, 2020	Mar 28, 2024
WARREN, GARY, WAYNE	MANAGING MEMBER	C	yes	02/2010	Nov 16, 2020	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 6, 2026	$130M	$130M	3	3	n/a	n/a
2024	Mar 10, 2025	$124M	$124M	3	3	n/a	n/a
2023	Mar 28, 2024	$126M	$126M	3	3	n/a	n/a
2022	Mar 31, 2023	$126M	$126M	3	3	n/a	n/a
2021	Mar 28, 2022	$143M	$143M	3	3	n/a	n/a
2020	Mar 24, 2021	$0	$0	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$130M	$124M	4.9%	$126M	1.1%	3	3	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SUMMIT FINANCIAL GROUP INC	2	Dec 31, 2020	Dec 15, 2020	DRIPPING SPRINGS, TX	Team lift out	Ibd to new firm	0.7%

Relationships

Registered with (3)

← Michael Christopher MooreAdvisorregistration: current employment
Sep 13, 2022 to presentfactForm ADV
← JOHN MICHAEL MOOREAdvisorregistration: current employment
Dec 15, 2020 to presentfactForm ADV
← MERCEDES GABRIELLE BARKERAdvisorregistration: current employment
Dec 15, 2020 to presentfactForm ADV

Controls (3)

← WARREN, GARY, WAYNEOwnerMANAGING MEMBER, ownership code C, individual
Nov 16, 2020 to Mar 28, 2024factForm ADV
← MOORE, JOHN, MICHAELOwnerMANAGING MEMBER, ownership code C, individual
Nov 16, 2020 to Mar 28, 2024factForm ADV
← BARKER, MERCEDES, GABRIELLEOwnerCCO AND MANAGING MEMBER, ownership code C, individual
Nov 16, 2020 to Mar 28, 2024factForm ADV

Moved with (1)

← SUMMIT FINANCIAL GROUP INCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2020 to Dec 15, 2020factForm ADV

Dated events

Occurred
Nov 16, 2020
First Form ADV filing
Equilibria Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90edfbde-541b-8665-8aca-c5f7580e8165
First observed: Nov 16, 2020
Last observed: Mar 6, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EQUILIBRIA WEALTH MANAGEMENT, LLC

CRD 311785

KATY, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90edfbde-541b-8665-8aca-c5f7580e8165

Data as of Mar 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL MOORE

n/a

KATY, TX

MERCEDES GABRIELLE BARKER

n/a

KATY, TX

Michael Christopher Moore

n/a

KATY, TX | Midland, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARKER, MERCEDES, GABRIELLE

CCO AND MANAGING MEMBER

yes

02/2010

Nov 16, 2020

Mar 28, 2024

MOORE, JOHN, MICHAEL

MANAGING MEMBER

yes

02/2010

Nov 16, 2020

Mar 28, 2024

WARREN, GARY, WAYNE

MANAGING MEMBER

yes

02/2010

Nov 16, 2020

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 6, 2026

$130M

n/a

2024

Mar 10, 2025

$124M

n/a

2023

Mar 28, 2024

$126M

n/a

2022

Mar 31, 2023

$126M

n/a

2021

Mar 28, 2022

$143M

n/a

2020

Mar 24, 2021

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$130M

$124M

4.9%

$126M

1.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SUMMIT FINANCIAL GROUP INC

Dec 31, 2020

Dec 15, 2020

DRIPPING SPRINGS, TX

Team lift out

Ibd to new firm

0.7%