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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ASSET ALLOCATION ADVISORS INC

CRD 110336

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90fb949f-156d-74be-844d-3a94a08068fa

Data as of Aug 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 29, 2012 to Aug 15, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $155MItem 5.F on the latest filing (2016-08-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $128M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 453
SEC number: 801-31221
CRD: 110336
Filings on the tape: 6
First filed: Feb 29, 2012
Latest filed: Aug 15, 2016
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRENKE, BRUCE, DOUGLAS	SECRETARY & VICE PRESIDENT	D	yes	09/1987	Feb 29, 2012	Aug 15, 2016
SCHULTZ, GREGORY, ERNEST	PRESIDENT, TREASURER & CHIEF COMPLIANCE OFFICER	D	yes	09/1987	Feb 29, 2012	Aug 15, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Aug 15, 2016	$155M	$128M	3	2	n/a	n/a	n/a
2015	Aug 7, 2015	$159M	$133M	3	2	n/a	n/a	n/a
2014	Aug 12, 2014	$171M	$140M	3	2	n/a	n/a	n/a
2013	Aug 21, 2013	$151M	$125M	3	2	n/a	n/a	n/a
2012	Aug 7, 2012	$139M	$118M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$155M	$159M	-2.4%	$151M	0.8%	3	3	n/a	n/a

Relationships

Controls (2)

← GRENKE, BRUCE, DOUGLASOwnerSECRETARY & VICE PRESIDENT, ownership code D, individual
Feb 29, 2012 to presentfactForm ADV
← SCHULTZ, GREGORY, ERNESTOwnerPRESIDENT, TREASURER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 29, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:90fb949f-156d-74be-844d-3a94a08068fa
First observed: Feb 29, 2012
Last observed: Aug 15, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASSET ALLOCATION ADVISORS INC

CRD 110336

WALNUT CREEK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:90fb949f-156d-74be-844d-3a94a08068fa

Data as of Aug 15, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRENKE, BRUCE, DOUGLAS

SECRETARY & VICE PRESIDENT

yes

09/1987

Feb 29, 2012

Aug 15, 2016

SCHULTZ, GREGORY, ERNEST

PRESIDENT, TREASURER & CHIEF COMPLIANCE OFFICER

yes

09/1987

Feb 29, 2012

Aug 15, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Aug 15, 2016

$155M

$128M

n/a

2015

Aug 7, 2015

$159M

$133M

n/a

2014

Aug 12, 2014

$171M

$140M

n/a

2013

Aug 21, 2013

$151M

$125M

n/a

2012

Aug 7, 2012

$139M

$118M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$155M

$159M

-2.4%

$151M

0.8%

n/a