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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

DAVID PAUL ALLEN

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

St Louis, MO | St. Louis, MO

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Search this name across graphsid dfx:ria:910b875b-d50a-bd70-7a82-2f583a13ac19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 30, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 28, 1988
First registration: Oct 30, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 3205

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	May 19, 2019	n/a	yes	St. Louis, MO\|St Louis, MO	Current employment
OPPENHEIMER ASSET MANAGEMENT	Bd affiliated wealth	Apr 15, 2003	Nov 13, 2007	no	NEW YORK, NY	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Jan 3, 2003	May 24, 2019	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
CIBC WORLD MARKETS CORP.	n/a	Oct 30, 1997	Jan 3, 2003	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	OPPENHEIMER ASSET MANAGEMENT	May 24, 2019	Apr 15, 2003	-5,883	Firm change after gap	Other
OPPENHEIMER ASSET MANAGEMENT	ROBERT W. BAIRD & CO. INCORPORATED	Nov 13, 2007	May 19, 2019	4,205	Firm change after gap	Other
CIBC WORLD MARKETS CORP.	OPPENHEIMER & CO. INC.	Jan 3, 2003	Jan 3, 2003	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
May 19, 2019 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Jan 3, 2003 to May 24, 2019factForm ADV
→ OPPENHEIMER ASSET MANAGEMENTRegistered adviserregistration: previous registration
Apr 15, 2003 to Nov 13, 2007factForm ADV
→ CIBC WORLD MARKETS CORP.Registered adviserregistration: previous registration
Oct 30, 1997 to Jan 3, 2003factForm ADV

Dated events

No dated event names this entity yet.