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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

POINT WINDWARD ADVISORS, INC.

CRD 110457

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:910c86a7-2746-26a8-999f-e5094a0a767a

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Jun 2, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $359MItem 5.F on the latest filing (2026-06-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $348M
Private client RAUM: $359MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $59.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 8
Offices: 5Schedule D 1.F, beyond the principal office
Accounts: 559
Individual clients: 230
High net worth clients: 48
SEC number: 801-31503
CRD: 110457
Filings on the tape: 32
First filed: Mar 30, 2012
Latest filed: Jun 2, 2026
Organised: Corporation, NY
Website: bh-adv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM ROBERT WURM	Chartered Financial Analyst	NEW YORK, NY	21	33	n/a	yes
MICHAEL ALLAN STERN	n/a	PLEASANTVILLE, NY \| NEW YORK, NY	12	27	n/a	no
EVAN DAVID SLATER	n/a	Livingston, NJ \| NEW YORK, NY	8	33	n/a	yes
RICHARD OWEN JR.	n/a	NEW YORK, NY \| Naples, FL	1	25	1	yes
BRADLEY RAYMOND SMALL	n/a	NEW YORK, NY	0	29	1	yes
Anthony Justin Vivona	n/a	NEW YORK, NY	0	13	1	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BEECH HILL PARTNERS, L.P.	Hedge Fund	$7.8M	Jul 16, 2020	16	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANTOR, PAUL, SETH	CHIEF COMPLIANCE OFFICER	C	yes	06/2018	Mar 30, 2012	Mar 28, 2024
WURM, WILLIAM, ROBERT	CHIEF INVESTMENT OFFICER, CORP SEC, STOCKHOLDER	C	yes	10/2003	Mar 30, 2012	Mar 28, 2024
MARTON, VERONICA, C	ADMINISTRATOR, STOCKHOLDER	A	no	01/2007	Mar 30, 2012	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BEECH HILL FINANCIAL, LLC	n/a	n/a	n/a	N	yes	n/a
BEECH HILL SECURITIES, INC.	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026	$359M	$348M	9	8	5	n/a	n/a
2024	Mar 18, 2025	$359M	$348M	9	8	6	n/a	n/a
2023	Mar 28, 2024	$313M	$302M	8	7	4	n/a	n/a
2022	Mar 28, 2023	$265M	$261M	8	6	3	n/a	n/a
2021	Mar 24, 2022	$342M	$335M	8	7	3	n/a	n/a
2020	Mar 19, 2021	$289M	$284M	8	7	3	n/a	n/a
2019	Mar 25, 2020	$270M	$267M	10	7	3	1	$7.8M
2018	Mar 29, 2019	$221M	$219M	11	8	3	1	$6.6M
2017	Mar 29, 2018	$247M	$243M	11	8	1	1	$7.5M
2016	Mar 2, 2017	$221M	$219M	11	7	n/a	1	$5.9M
2015	Mar 22, 2016	$222M	$220M	12	9	n/a	1	$6.3M
2014	Mar 12, 2015	$261M	$259M	13	9	n/a	1	$7.3M
2013	Feb 11, 2014	$253M	$251M	13	9	n/a	1	$9.2M
2012	Feb 14, 2013	$242M	$241M	12	7	n/a	1	$8.2M
2011	Mar 30, 2012	$228M	$227M	n/a	n/a	n/a	1	$9.2M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$359M	$359M	0.0%	$265M	10.6%	9	9	5	6

Relationships

Registered with (8)

← BRADLEY RAYMOND SMALLAdvisorregistration: previous registration
Sep 7, 2022 to Dec 31, 2025factForm ADV
← Anthony Justin VivonaAdvisorregistration: previous registration
Mar 15, 2023 to Dec 31, 2025factForm ADV
← RICHARD OWEN JR.Advisorregistration: current employment
Jan 22, 2025 to presentfactForm ADV
← EVAN DAVID SLATERAdvisorregistration: current employment
Dec 8, 2017 to presentfactForm ADV
← MICHAEL ALLAN STERNAdvisorregistration: current employment
Feb 26, 2014 to presentfactForm ADV
← WILLIAM ROBERT WURMAdvisorregistration: current employment
May 19, 2005 to presentfactForm ADV
← JOHN THOMAS PRESTONAdvisorregistration: previous registration
Nov 29, 2007 to Jan 30, 2018factForm ADV
← MARK STERNAdvisorregistration: previous registration
Feb 20, 2001 to Jun 9, 2015factForm ADV

Controls (2)

← WURM, WILLIAM, ROBERTOwnerCHIEF INVESTMENT OFFICER, CORP SEC, STOCKHOLDER, ownership code C, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← CANTOR, PAUL, SETHOwnerCHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Owns (1)

← MARTON, VERONICA, COwnerADMINISTRATOR, STOCKHOLDER, ownership code A, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Advises (1)

→ BEECH HILL PARTNERS, L.P.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 16, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:910c86a7-2746-26a8-999f-e5094a0a767a
First observed: Mar 30, 2012
Last observed: Jun 2, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POINT WINDWARD ADVISORS, INC.

CRD 110457

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:910c86a7-2746-26a8-999f-e5094a0a767a

Data as of Jun 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM ROBERT WURM

Chartered Financial Analyst

NEW YORK, NY

n/a

yes

MICHAEL ALLAN STERN

n/a

PLEASANTVILLE, NY | NEW YORK, NY

n/a

EVAN DAVID SLATER

n/a

Livingston, NJ | NEW YORK, NY

n/a

yes

RICHARD OWEN JR.

n/a

NEW YORK, NY | Naples, FL

yes

BRADLEY RAYMOND SMALL

n/a

NEW YORK, NY

yes

Anthony Justin Vivona

n/a

NEW YORK, NY

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BEECH HILL PARTNERS, L.P.

Hedge Fund

$7.8M

Jul 16, 2020

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANTOR, PAUL, SETH

CHIEF COMPLIANCE OFFICER

yes

06/2018

Mar 30, 2012

Mar 28, 2024

WURM, WILLIAM, ROBERT

CHIEF INVESTMENT OFFICER, CORP SEC, STOCKHOLDER

yes

10/2003

Mar 30, 2012

Mar 28, 2024

MARTON, VERONICA, C

ADMINISTRATOR, STOCKHOLDER

01/2007

Mar 30, 2012

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BEECH HILL FINANCIAL, LLC

n/a

yes

n/a

BEECH HILL SECURITIES, INC.

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 9, 2026

$359M

$348M

n/a

2024

Mar 18, 2025

$359M

$348M

n/a

2023

Mar 28, 2024

$313M

$302M

n/a

2022

Mar 28, 2023

$265M

$261M

n/a

2021

Mar 24, 2022

$342M

$335M

n/a

2020

Mar 19, 2021

$289M

$284M

n/a

2019

Mar 25, 2020

$270M

$267M

$7.8M

2018

Mar 29, 2019

$221M

$219M

$6.6M

2017

Mar 29, 2018

$247M

$243M

$7.5M

2016

Mar 2, 2017

$221M

$219M

n/a

$5.9M

2015

Mar 22, 2016

$222M

$220M

n/a

$6.3M

2014

Mar 12, 2015

$261M

$259M

n/a

$7.3M

2013

Feb 11, 2014

$253M

$251M

n/a

$9.2M

2012

Feb 14, 2013

$242M

$241M

n/a

$8.2M

2011

Mar 30, 2012

$228M

$227M

n/a

$9.2M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$359M

0.0%

$265M

10.6%