DFX Intelligence

M•••••••• G•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

M•••••••• G•••••• C•••••••

Advisor at C••••••• • C••••••• A•••• M••••••••• I•••

WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:911127c1-89e4-6ff3-a74c-b4986b6b316b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• • C••••••• A•••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 10, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• • C••••••• A•••• M••••••••• I•••	State registered	Feb 17, 2015	n/a	yes	WOODLAND HILLS, CA	Current employment
C••••••• • C••••••• A•••• M••••••••• I•••	State registered	Feb 14, 2013	Dec 31, 2014	no	WOODLAND HILLS, CA

Relationships

Registered with (1)

→ C••••••• • C••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2013 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:911127c1-89e4-6ff3-a74c-b4986b6b316b
First observed: May 23, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.