DFX Intelligence

G•••••• B••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G•••••• B••••• V•••••••

Advisor at P•••• S••••••••• L••

FORT WAYNE, IN | NEWARK, NJ

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Search this name across graphsid dfx:ria:9118a1a3-16a1-3463-db36-f337f64697a3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 16, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 16, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• S••••••••• L••	No RAUM reported	Jun 20, 2025	n/a	yes	NEWARK, NJ\|FORT WAYNE, IN	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Jun 5, 2025	no	NEWARK, NJ\|NEWARK, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	P•••• S••••••••• L••	Jun 5, 2025	Jun 20, 2025	15	Firm change	Other
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
8733:5685:NJ:2025-06-05	Jun 5, 2025	Jun 20, 2025	NEWARK, NJ	Firm change

Relationships

Registered with (3)

→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 17, 2011 to Nov 14, 2024factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Jun 5, 2025factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 7, 2005 to Oct 17, 2005factForm ADV

Dated events

Occurred
Jun 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9118a1a3-16a1-3463-db36-f337f64697a3
First observed: Jan 16, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.