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M•••• F••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••• F••• A•••••••

M•••• F••• A•••••••, LLC, CRD 288426

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:9125d986-109f-7df1-96bd-b134e628e21f

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 3
On other graphs: 2
Observed: Jun 7, 2017 to Mar 28, 2024
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M•••• F••• A•••••••

Private equity manager · shared crd

Real Estate Fundsidentity

M•••• F••• A•••••••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $189MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $189M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• I••••••••• F••• I•• L••	Real Estate Fund	$141M	Mar 28, 2024	100	Mar 30, 2020	reported	021-378638
F•••••• B••••• F••• I• L••	Private Equity Fund	$40.9M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••••• T•••• T••••••	CHIEF FINANCIAL OFFICER	Na	yes	04/2017	Jun 7, 2017	Mar 28, 2024
L•••••• J••• B••••• M•	SOLE SHAREHOLDER & DIRECTOR	E	yes	01/1983	Jun 7, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••••• I••••••••• L•••••	n/a	n/a	n/a	N	yes	n/a
F•• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
F•••••• B•••••• I•••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$189M	$338M	-44.3%	$188M	0.1%	17	14	0	0

Relationships

Advises (18)

→ F•••••• B••••• F••• I• L••Private fundPrivate Equity Fund, IA
Jun 7, 2017 to presentfactForm ADV
→ S••••••••• I••••••••• F••• I•• L••Private fundReal Estate Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ F••••• I•• L••Private fundPrivate Equity Fund, IA
Jun 7, 2017 to presentfactForm ADV
→ F•••••• L••Private fund

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
M•••• F••• A••••••• reported RAUM $188.6M, down 44% from $338.4M (2023-03-28 to 2024-03-28)
Form ADVobserved 6 days ago
$-150M
Occurred
Mar 30, 2022
Control person left
Elizabeth Stewart (Chief Operations Officer) no longer on Schedule A of M•••• F••• A••••••• (listed 2021-03-31, absent 2022-03-30)
Form ADVobserved 6 days ago
Occurred
Jun 7, 2017
First Form ADV filing
M•••• F••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9125d986-109f-7df1-96bd-b134e628e21f
First observed: Jun 7, 2017
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.