DFX Intelligence

Z•••• N••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

Z•••• N••••• G•••••

Advisor at M••••••• I••••••••• N•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:912a62c5-0991-9633-b822-84e744761d96

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••• I••••••••• N•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••• I••••••••• N•••••• I•••	Bd affiliated wealth	Jan 3, 2023	n/a	yes	DALLAS, TX\|COLORADO SPRINGS, CO\|SCOTTSDALE, AZ	Current employment
N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	Former SEC adviser	Apr 27, 2004	Dec 31, 2022	no	COLORADO SPRINGS, CO\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	M••••••• I••••••••• N•••••• I•••	Dec 31, 2022	Jan 3, 2023	3	Firm change	Ibd to ibd
Z•••• N• G•••••	N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••	Dec 7, 2004	Apr 27, 2004

Relationships

Registered with (3)

→ M••••••• I••••••••• N•••••• I•••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••Registered adviserregistration: previous registration
Apr 27, 2004 to Dec 31, 2022factForm ADV
→ Z•••• N• G•••••Registered adviserregistration: previous registration
Jun 5, 2000 to Dec 7, 2004factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:912a62c5-0991-9633-b822-84e744761d96
First observed: Jun 5, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.