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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

William John McBride

Advisor at LPL FINANCIAL LLC

WEST HOLLYWOOD, CA

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Search this name across graphsid dfx:ria:912f21e7-6a6d-5f46-1093-e7dc27f4401d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 8
Exams: S65|S63
First exam: Dec 21, 1998
First registration: Mar 7, 2003
Dual registered: yes, broker-dealer
Other names: Bill McBride|William John McBride
IAPD individual key: 3124160

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 5, 2025	n/a	yes	WEST HOLLYWOOD, CA	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Sep 4, 2018	Jun 5, 2025	no	West Hollywood, CA\|Los Angeles, CA\|Westlake Village, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 13, 2018	no	WEST HOLLYWOOD, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|WEST HOLLYWOOD, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	LOS ANGELES, CA\|LOS ANGELES, CA\|WEST HOLLYWOOD,, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Dec 6, 2004	May 2, 2009	no	LOS ANGELES, CA\|SAN PEDRO, CA\|SAN PEDRO, CA\|SAN PEDRO, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Mar 7, 2003	Dec 1, 2004	no	GARDENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	LPL FINANCIAL LLC	Jun 5, 2025	Jun 5, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	WESTERN INTERNATIONAL SECURITIES	Sep 13, 2018	Sep 4, 2018	-9	Firm change	Wirehouse to RIA
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
CITICORP INVESTMENT SERVICES	WAMU INVESTMENTS, INC.	Dec 1, 2004	Dec 6, 2004	5	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 5, 2025 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Sep 4, 2018 to Jun 5, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 13, 2018factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 6, 2004 to May 2, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Mar 7, 2003 to Dec 1, 2004factForm ADV

Dated events

No dated event names this entity yet.