DFX Intelligence

M••• H• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant|Personal Financial Specialist39 years in industrynot currently registered

M••• H• K••••••••

Advisor at K•••••••• • A••••••••• L••

NATICK, MA

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Search this name across graphsid dfx:ria:91438886-d87d-8e9c-6f48-204ff62c5603

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• • A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 17, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 31derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• • A••••••••• L••	State registered	Jan 13, 1995	n/a	yes	NATICK, MA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Mar 26, 2007	Sep 3, 2026	no	NATICK, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	n/a	Sep 3, 2026	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ K•••••••• • A••••••••• L••Registered adviserregistration: current employment
Jan 13, 1995 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 26, 2007 to Sep 3, 2026factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 3, 2026
Advisor departed, no destination yet
M••• H• K•••••••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
M••• H• K•••••••• no longer holds an investment adviser registration (last listed at K•••••••• • A••••••••• L•• on the 2026-09-16 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91438886-d87d-8e9c-6f48-204ff62c5603
First observed: Mar 26, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.