This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT MANAGEMENT LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 23, 2004earliest registration or exam on IAPD

Years in industry

22derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S63

First exam

Feb 23, 2004

First registration

Jan 8, 2014

Dual registered

yes, broker-dealer

Other names

ROSS GUNNAR KRONHOLM

IAPD individual key

4743512

• Occurred

  Aug 14, 2023
  Advisor changed firm

  Ross Kronholm left Cetera Investment Advisers Llc for Cetera Investment Management Llc (registered 2023-08-14)

  Form ADVobserved 5 days ago
• Occurred

  Aug 10, 2023
  Advisor changed firm

  Ross Kronholm left Securian Financial Services, Inc. for Cri Securities, Llc (registered 2014-03-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9143b8ec-f6b4-b3bb-a1df-8fb8a38c990e

First observed

Jan 8, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.