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RIA / WealthAdvisorCertified Financial Planner22 years in industry

SHAWN PATRICK RILEY

Advisor at PLANTE MORAN FINANCIAL ADVISORS

Denver, CO

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Search this name across graphsid dfx:ria:9148a80e-39d4-c266-5077-d63cd9aca60e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANTE MORAN FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 16, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 16, 2004
First registration: Oct 24, 2006
Dual registered: no
IAPD individual key: 4753430

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANTE MORAN FINANCIAL ADVISORS	Independent wealth	Dec 2, 2014	n/a	yes	Denver, CO	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2008	May 15, 2012	no	TROY, MI\|TROY, MI\|CHICAGO, IL\|Birmingham, MI\|Birmingham, MI\|Birmingham, MI	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Jan 12, 2007	Oct 1, 2008	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 24, 2006	Dec 11, 2006	no	CHICAGO, IL\|CLARKSTON, MI\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	PLANTE MORAN FINANCIAL ADVISORS	May 15, 2012	Dec 2, 2014	931	Firm change after gap	Other
J.P. MORGAN SECURITIES INC.	J.P. MORGAN SECURITIES LLC	Oct 1, 2008	Oct 1, 2008	0	Bulk transfer	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES INC.	Dec 11, 2006	Jan 12, 2007	32	Firm change	Other

Relationships

Registered with (4)

→ PLANTE MORAN FINANCIAL ADVISORSRegistered adviserregistration: current employment
Dec 2, 2014 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2008 to May 15, 2012factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Jan 12, 2007 to Oct 1, 2008factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 24, 2006 to Dec 11, 2006factForm ADV

Dated events

No dated event names this entity yet.