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RIA / WealthAdvisor27 years in industry

SCOTT RICHARD FLYNN

Advisor at REGAL INVESTMENT ADVISORS LLC

KENTWOOD, MI | Fort Worth, TX

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Search this name across graphsid dfx:ria:9160a85f-e794-4039-a675-8ec5dc1050a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 24, 1998
First registration: Nov 18, 2003
Dual registered: no
IAPD individual key: 3150308

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Mar 3, 2017	n/a	yes	KENTWOOD, MI\|Fort Worth, TX	Current employment
FLYNN PLANNING GROUP, LLC	n/a	Dec 4, 2013	Apr 28, 2017	no	LAKEVILLE, MN	Previous registration
GENEOS WEALTH MANAGEMENT, INC.	Bd affiliated wealth	Mar 26, 2004	Aug 21, 2007	no	ROCHESTER, MN\|LAKEVILLE, MN\|LAKEVILLE, MN	Previous registration
UNITED SECURITIES ALLIANCE, INC.	n/a	Nov 18, 2003	Mar 29, 2004	no	WOODBURY, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FLYNN PLANNING GROUP, LLC	REGAL INVESTMENT ADVISORS LLC	Apr 28, 2017	Mar 3, 2017	-56	Firm change after gap	Other
GENEOS WEALTH MANAGEMENT, INC.	FLYNN PLANNING GROUP, LLC	Aug 21, 2007	Dec 4, 2013	2,297	Firm change after gap	Other
UNITED SECURITIES ALLIANCE, INC.	GENEOS WEALTH MANAGEMENT, INC.	Mar 29, 2004	Mar 26, 2004	-3	Firm change	Other

Relationships

Registered with (4)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Mar 3, 2017 to presentfactForm ADV
→ FLYNN PLANNING GROUP, LLCRegistered adviserregistration: previous registration
Dec 4, 2013 to Apr 28, 2017factForm ADV
→ GENEOS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 26, 2004 to Aug 21, 2007factForm ADV
→ UNITED SECURITIES ALLIANCE, INC.Registered adviserregistration: previous registration
Nov 18, 2003 to Mar 29, 2004factForm ADV

Dated events

No dated event names this entity yet.