DFX Intelligence

N••• J•••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

N••• J•••••• A••••••••

Advisor at L•• F•••••••• L••

LEBANON, NJ

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Search this name across graphsid dfx:ria:9160db1d-02b8-6b8e-b590-9e601d7b473f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 28, 2022	n/a	yes	LEBANON, NJ	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Oct 23, 2017	Apr 28, 2022	no	WHITEHOUSE STATION, NJ\|LEBANON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Apr 28, 2022	Apr 28, 2022	0	Firm change	Ibd to RIA
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	S••••••••• A•••••• A•••••••• I•••	Oct 24, 2017	Oct 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:NJ:2022-04-28	Apr 28, 2022	Apr 28, 2022	LEBANON, NJ	Firm change
29604:110518:NJ:2017-10-17	Oct 24, 2017	Oct 23, 2017	BRIDGEWATER, NJ	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 28, 2022 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 23, 2017 to Apr 28, 2022factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Oct 11, 2002 to Oct 24, 2017factForm ADV

Dated events

Occurred
Apr 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9160db1d-02b8-6b8e-b590-9e601d7b473f
First observed: Oct 11, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.