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Advisor at NORTHWEST ASSET MANAGEMENT
LIBERTY LAKE, WA | MERCER ISLAND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWEST ASSET MANAGEMENT | Independent wealth | Apr 12, 2018 | n/a | yes | LIBERTY LAKE, WA|MERCER ISLAND, WA | Current employment |
| Merriman | Former SEC adviser | Apr 11, 2016 | Apr 10, 2018 | no | Spokane, WA | Previous registration |
| SUMMIT CAPITAL MANAGEMENT LLC | Former SEC adviser | Nov 6, 2013 | Apr 4, 2016 | no | SEATTLE, WA | Previous registration |
| IC ADVISORY SERVICES, INC. | Former SEC adviser | Jun 12, 2009 | Oct 4, 2013 | no | LIBERTY LANE, WA|BEDMINSTER, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jun 23, 2009 | no | Coeur D'Alene, ID | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 8, 2007 | Jun 1, 2009 | no | COEUR D'ALENE, ID | Previous registration |
| D.A. DAVIDSON & CO. | Independent wealth | Mar 26, 2002 | Jan 22, 2007 | no | COEUR D'ALENE, ID|COEUR D'ALENE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Merriman | NORTHWEST ASSET MANAGEMENT | Apr 10, 2018 | Apr 12, 2018 | 2 | Firm change | RIA to RIA |
| SUMMIT CAPITAL MANAGEMENT LLC | Merriman | Apr 4, 2016 | Apr 11, 2016 | 7 | Firm change | Other |
| IC ADVISORY SERVICES, INC. | SUMMIT CAPITAL MANAGEMENT LLC | Oct 4, 2013 | Nov 6, 2013 | 33 | Firm change | Other |
| MORGAN STANLEY | IC ADVISORY SERVICES, INC. | Jun 23, 2009 | Jun 12, 2009 | -11 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| D.A. DAVIDSON & CO. | CITIGROUP GLOBAL MARKETS INC. | Jan 22, 2007 | Jan 8, 2007 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106812:166580:WA:2016-04-04 | Apr 4, 2016 | Apr 11, 2016 | SEATTLE, WA | Firm change |