DFX Intelligence

C••••••••• S•••••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C••••••••• S•••••• C•••••••••

Advisor at K••••••• I••••••••• A•••••••• L••

WEXFORD, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 22, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• I••••••••• A•••••••• L••	State registered	Sep 18, 2009	n/a	yes	WEXFORD, PA	Current employment
M••••••• C••••• W••••• S•••••••• I•••	Independent wealth	Jun 5, 2009	Oct 14, 2009	no	WEXFORD, PA\|WHEELING, WV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C••••• W••••• S•••••••• I•••	K••••••• I••••••••• A•••••••• L••	Oct 14, 2009	Sep 18, 2009	-26	Firm change	Other
N••••••• I••••••••• A•••••••• I•••	M••••••• C••••• W••••• S•••••••• I•••	Jun 5, 2009	Jun 5, 2009

Relationships

Registered with (3)

→ K••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 18, 2009 to presentfactForm ADV
→ M••••••• C••••• W••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 5, 2009 to Oct 14, 2009factForm ADV
→ N••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2001 to Jun 5, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 4, 2001
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.